SRA Standards and Regulations

Showing 251 results

Found in

SRA Regulatory and Disciplinary Procedure Rules

Rule 10

Costs

An authorised decision maker may require a person who is the subject of a decision under rule 3.1(a) to (f) to pay a charge in accordance with Schedule 1 to these rules. The authorised decision maker may decide to charge less than the amount that would be payable in accordance with Schedule 1 if they consider that it would be just in all the circumstances to do so. Any charge must be paid by...
Found in

SRA Regulatory and Disciplinary Procedure Rules

Rule 11

Fixed financial penalties

Where the SRA has evidence that a relevant person has committed one or more of the breaches listed in rule 11.2, it may notify them and will: set out the allegation and the facts in support, accompanied by any evidence or documentation that the SRA considers to be relevant to the allegation; require the relevant person to remedy any specified breaches and provide evidence of the action taken...
Found in

SRA Regulatory and Disciplinary Procedure Rules

Rule 11

Fixed financial penalties

Where the SRA has evidence that a relevant person has committed one or more of the breaches listed in rule 11.2, it may notify them and will: set out the allegation and the facts in support, accompanied by any evidence or documentation that the SRA considers to be relevant to the allegation; require the relevant person to remedy any specified breaches and provide evidence of the action taken...
Found in

SRA Authorisation of Individuals Regulations

Regulation 3D

Vocational stage

Your eligibility to commence the Legal Practice Course will be determined according to the requirements, approved by the SRA, of the relevant authorised education provider. Subject to regulation 3A.2, to complete the vocational stage of training you must complete: the Legal Practice Course; a period of recognised training; and the Professional Skills Course.
Found in

SRA Authorisation of Individuals Regulations

Regulation 4.1

European Communities (Lawyer’s Practice) Regulations 2000

If you are an REL or you were an REL immediately before the end of IP completion day, you will be eligible for admission as a solicitor under Part V of the European Communities (Lawyer's Practice) Regulations 2000 to the extent that they continue to have effect in accordance with the Services of Lawyers and Lawyer's Practice (Revocation etc.) (EU Exit) Regulations 2020, if: you satisfy the...
Found in

SRA Authorisation of Individuals Regulations

Regulation 5.1 - 5.3

Application for admission

You may apply for admission in writing in the prescribed form. Following an application for admission, the SRA will issue you with a certificate of satisfaction if it is satisfied that you have met the eligibility requirements for admission as a solicitor set out in this Part. At any time before making an application for admission, you may apply to the SRA for an early assessment of your...
Found in

SRA Authorisation of Individuals Regulations

Regulations 5.6 - 5.10

Removal from and restoration to the roll

The SRA may remove your name from the roll if: following an enquiry made by the SRA under regulation 5.4: you tell the SRA that you do not wish to remain on the roll; you do not, within eight weeks from the date of the notice, reply to the SRA and pay the fee specified under regulation 5.5, or you apply to have your name removed from the roll. Where regulation 5.6(a)(ii) applies, the SRA must...
Found in

SRA Authorisation of Individuals Regulations

Regulations 9.1 - 9.4

Reserved legal activities

Subject to regulations 9.2, 9.3, 9.5 to 9.10 and 10.2(b), if you are a solicitor with a current practising certificate, or an REL, you are entitled to carry on all reserved legal activities except notarial activities. If you are an REL you may only exercise a right of audience before a court, conduct litigation or prepare court documents, in conjunction with a solicitor or barrister who is...
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 7

Monitoring and inspection

In order to protect and promote the standards of legal education and training, the SRA may: monitor the relevant programmes of study provided by an approved education provider and an authorised education provider, the training provided by an authorised training provider or the assessments provided by an assessment provider approved under regulation 6; visit the provider's premises, at such...
Found in

SRA Accounts Rules

Rule 7

Payment of interest

You account to clients or third parties for a fair sum of interest on any client money held by you on their behalf. You may by a written agreement come to a different arrangement with the client or the third party for whom the money is held as to the payment of interest, but you must provide sufficient information to enable them to give informed consent.