SRA Standards and Regulations

Showing 189 results

Found in

SRA Application, Notice, Review and Appeal Rules

Rule 3

Power to conduct a review

The SRA may: where an administrative error in, or in relation to any decision comes to the SRA's attention, correct the error without the need to undergo a review under this Part; review all or part of any regulatory decision reached by it, of its own initiative, under this Part. Subject to rule 3.3, the SRA may review all or part of any of the regulatory decisions set out in annex 1 on the...
Found in

SRA Authorisation of Individuals Regulations

Regulation 11

Commencement, revocation, and transitional provisions

Regulations 1.1 to 3.3 come into force on a date to be determined in an order made by the SRA Board. [Note: this date is 1 September 2021] Subject to regulations 11.3 to 11.7, regulations 3A.1 to 3F.4 shall be revoked on the date determined in accordance with regulation 11.1. Regulations 3A.1 to 3E.2 shall continue to have effect, in respect of those individuals falling within regulation 11.5,...
Found in

SRA Authorisation of Individuals Regulations

Regulation 5.1 - 5.3

Application for admission

You may apply for admission in writing in the prescribed form. Following an application for admission, the SRA will issue you with a certificate of satisfaction if it is satisfied that you have met the eligibility requirements for admission as a solicitor set out in this Part. At any time before making an application for admission, you may apply to the SRA for an early assessment of your...
Found in

SRA Compensation Fund Rules 2021

Rule 6

Grants to defaulting practitioners

The SRA may make a grant to a defaulting practitioner who or which has suffered or is likely to suffer loss by reason of their liability to any client in direct consequence of an act or omission of: in the case of a defaulting solicitor, defaulting REL or defaulting RFL, any of their employees or any fellow manager; in the case of a defaulting recognised body, any of its employees or managers...
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 6

Higher rights of audience assessment providers

Only an organisation approved by the SRA may provide assessments in higher courts civil advocacy and higher courts criminal advocacy conferring a higher courts advocacy qualification. An organisation may apply to the SRA in such manner as may be prescribed to be approved to provide such assessments. The SRA may, in relation to an application for approval: grant the application, subject to such...
Found in

SRA Education, Training and Assessment Provider Regulations

Regulation 1

Education providers

Only an approved education provider may provide and assess: a Qualifying Law Degree; a CPE; an Exempting Law Degree; or an Integrated Course. Only an authorised education provider may provide and assess the Legal Practice Course or the Professional Skills Course. An organisation may apply to the SRA in such manner as may be prescribed to be an approved education provider or an authorised...
Found in

SRA Compensation Fund Rules 2021

Rule 8

Interest

In respect of any grants made under rules 3, 6 or 7 the SRA may make a supplementary grant by way of a sum in lieu of lost interest on the loss underlying the principal grant. Such interest will be calculated by the SRA in accordance with prescribed rates. Where the application for the principal grant is in respect of a failure to redeem a mortgage, the SRA may also make a grant in respect of...
Found in

SRA Authorisation of Firms Rules

Rule

Annex 2: Professional services

The professional services referred to in rule 6.1(b) are: Alternative dispute resolution. Financial services. Estate agency. Management consultancy. Company secretarial services. Other professional and specialist business support services including human resources, recruitment, systems support, outsourcing, transcription and translating. Acting as a parliamentary agent. Practising as a lawyer...
Found in

SRA Compensation Fund Rules 2021

Rule 13

Foreign lawyers

The SRA shall not make a grant in respect of any act or omission of an REL, or the employee of an REL, where such act or omission took place outside the UK, unless the SRA is satisfied that the act or omission was, or was closely connected with, the act or omission of a solicitor or the employee of a solicitor, or that the act or omission was closely connected with the REL's practice in the...
Found in

SRA Authorisation of Firms Rules

Rule 15

Temporary emergency authorisation or approval

An application for temporary emergency authorisation may be made: within seven days of any change in the management or control of an authorised body which brings into being a new unauthorised body or practice; within 28 days of the death or incapacity of a sole practitioner by a solicitor or an REL who is: the sole practitioner's executor, personal representative, attorney under a lasting...