TOLLERS TRUSTEES LTD
SRA-regulated firm
- Head office address
- NORTHAMPTON View contact details
- Type of firm
- Recognised body since 30/08/2019, authorised for all legal services
- Regulator
- Solicitors Regulation Authority
- SRA number
- 658338
- Regulatory record
- Show regulatory record
We set the rules for this firm. There are benefits and protections for customers of SRA-regulated firms.
Important information
- The firm can provide all types of law, including reserved legal activities
- Everyone working in this firm must follow our rules
- If things go wrong, the firm must have insurance cover
- If things go wrong and your money is lost, our compensation fund may be able to reimburse you
- If things go wrong we may be able to get your documents and money back
These are the SRA-regulated people in this organisation.
-
Duncan Stuart Nicholson
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
-
Katharine Frances Jane Godber
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
-
Rebecca Jane List
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
-
Sally Louise Smith
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
-
Sharon Michelle Brown
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
-
Simon John Chambers
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
-
Suzanne Barbara Evans
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
-
Tristan John Benson
SRA-regulated solicitor
Works at TOLLERS LLP + 1 Others
DECISION HISTORY
This section gives the disciplinary and regulatory decisions published under our decision publication policy.
Decision - Fined
Outcome: Fine
Outcome date: 24 January 2024
Published date: 1 March 2024
Firm details
Firm or organisation at date of publication
Name: Tollers Trustees Ltd
Address(es): 1 Waterside Way, Northampton
Firm ID: 658338
Outcome details
This outcome was reached by SRA decision.
Decision details
Tollers Trustees Ltd was directed to pay a fixed financial penalty of £750 and costs of £150.
Reasons/basis
Tollers Trustees Ltd is a recognised body whose office is at 1 Waterside Way, Northampton, NN4 7XD.
Firms must at all times have in place a compliance officer for legal practice (COLP) and a compliance officer for finance and administration (COFA).
A firm must designate a person as its COLP and a person as its COFA and the SRA must approve that person before they commence their role.
The COLP and COFA of a firm have specific responsibility for ensuring a firm, its managers and employees comply with the SRA’s regulatory requirements. They are also responsible for recording any breaches and reporting those to the SRA, where necessary.
A firm must promptly notify the SRA if it becomes aware of any material changes to information previously provided to the SRA, by it or on its behalf, including to its compliance officers.
Tollers Trustees Ltd failed to:
- promptly notify the SRA of a material change to the information it had previously provided to the SRA about its COLP
- promptly notify the SRA of a material change to the information it had previously provided to the SRA about its COFA
in breach of paragraph 3.8(a) of the Code of Conduct for Firms.
The firm failed to remedy this breach after being given notice and reasonable time in which to do so