21 June 2024
Relevant to all firms and individuals we regulate but is particularly relevant to you if you are a manager of a firm or a firm's COFA or COLP.
1 March 2023
How to prevent your firm’s client bank account being improperly used as a banking facility.
1 March 2023
Case studies to be read in conjunction with the warning notice on improper use of client account as a banking facility.
16 February 2023
Questions and answers for SRA-authorised firms that receive client money in the form of fees and disbursements and want to rely on the exemption not to operate a client account.
8 October 2020
To help you understand how we make decisions to grant authorisation to a firm to withdraw residual client balances over £500.
14 September 2020
For all SRA-authorised firms and individuals that receive money and assets from clients and third parties and use that money to pay fees and disbursements.
14 September 2020
Advice to help reporting accountants and a firm’s senior managers/ COFA prepare for and complete an accountant’s report and statutory reporting obligations to us.
25 November 2019
Understand in what circumstances under Rule 10 of the SRA Accounts Rules you can operate a client’s own personal bank account as signatory.
25 November 2019
Understand your obligations under the SRA Accounts Rules to keep accurate accounting records relating to the receipt and handling of client money.
25 November 2019
Understand the types of joint accounts that you can operate and the records which you will need to keep in order to comply with the SRA Accounts Rules.
